About Compliance Readiness
Compliance Readiness was established in 2026 to give compliance and risk assurance professionals the structural tools they actually need - practical, audit-ready templates designed for board-level communication.
Every resource is built from real regulatory and audit experience across FCA, MiFID II, CySEC, ASIC, CFTC, and NFA environments - designed by a director-level expert with experience in compliance assurance at regulated financial firms, these templates reflect practical, tested frameworks used across jurisdictions.
Founder’s Story
I’m Vicky, founder of Compliance Readiness. With over 20 years of diverse experience in compliance, risk assurance, and brokerage operations across the UK, EU, AU, and the US, I have worked under regulatory frameworks including FCA, ESMA MiFID II, CySEC, ASIC, CFTC, and NFA. My expertise extends to compliance monitoring, testing, treasury, and a deep understanding of Forex and CFD markets.
Throughout my career, I have led complex, organization-wide projects and introduced technology solutions that helped firms adapt as regulatory expectations evolved. These experiences have led me to two crucial insights: first, it’s not merely regulatory knowledge that holds teams back; second, technical details alone don't inspire action among stakeholders.
The real challenge lies in establishing a clear structure — ensuring accountability, crisp communication, and insights people can act on quickly.
After observing countless teams struggle to articulate findings into communication that drives decisions, I built the resources I wish had existed.
This is what Compliance Readiness is built to solve.