About Compliance Readiness
Compliance Readiness was established in 2026 to give compliance and risk assurance professionals the structural tools they actually need - practical, board and audit-ready templates built from real regulatory and audit experience across the UK, EU, AU, and US.
Our templates are specifically designed for audit readiness. Created by a director-level expert with experience in compliance assurance at regulated financial firms, these templates reflect practical, tested frameworks used across jurisdictions.
Founder’s Story
Hello! I’m Vicky, the proud founder of Compliance Readiness. With over 20 years of diverse experience in compliance, risk assurance, and brokerage operations across the UK, EU, AU, and the US, I have had the privilege of working under various regulatory frameworks, including FCA, ESMA MiFID II, CySEC, ASIC, CFTC, and NFA. My expertise extends to compliance monitoring, testing, treasury, and a deep understanding of Forex and CFD markets.
Throughout my career, I have successfully led intricate, organization-wide projects and introduced innovative technology solutions that empower firms to navigate changing regulatory landscapes. These experiences have led me to two crucial insights: first, it’s not merely regulatory knowledge that holds teams back; second, technical details alone don't inspire action among stakeholders.
The real challenge lies in establishing an evident structure—ensuring clear accountability, effective communication, and actionable insights.
This motivation inspired me to create Compliance Readiness. After observing countless teams struggle with evidencing compliance, I decided to create the resources I wish had existed. Practical, audit-aware resources to simplify complexity into structured reporting, enabling decision-makers to easily understand findings and act on them quickly.
This is what Compliance Readiness is built to solve.